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Learn Compliance
This page contains compliance insights from SCAN members who want to share their expertise on a particular topic.
PROSPECTIVE FINANCIAL ADVISERS AND LICENSED FINANCIAL ADVISERS (SINGAPORE)
Insights provided by Sana Buchoo
Are you wondering if your activities are compliant with the Financial Advisers Act?
Are you wondering if your intended activities are suitable for a Financial Adviser’s Licence?
Click here for some regulatory points to help you clear your doubts.
March 2021
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